Monday, November 27, 2017

Associate General Counsel - ERISA/ 40 Act - Saint Petersburg, FL

Raymond James
Associate General Counsel - ERISA/ 40 Act - Saint Petersburg, FL

Under general direction with a moderate level of autonomy, uses extensive knowledge and skills obtained through education and experience, to provide legal advice and counsel regarding ERISA, the Internal Revenue Code, the Securities Act of 1933 and the Securities Exchange Act of 1934, the Investment Adviser’s Act of 1940, as well as the Investment Company Act of 1940, with respect to retirement products and services offered by broker-dealers and investment advisors to retail-level clients.

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